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401(k) allocation advice
Fees & add-ons

Fees

401(k) allocation advice is set at a fixed fee, billed quarterly, with discounts for smaller account sizes. Discounts are secured for a 12-month period from the date of the contract.  Thereafter (starting in the 13th month), pricing will default to Tier 1 fee reflected below.  Discounts may be renewed by proving updated account-balance by sending an updated (within the last 30 days) account statement to the Advisor.  

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Annual fees will be billed once/quarter (1/4 of annual rate at each billing cycle) at the beginning of the quarter for services due in advance. 

 

Add-Ons

Clients also have the ability to contract the Adviser and administration for additional support: Add-Ons are available to all tier levels listed above.

 

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Contact us now to learn about properly managing your 401(k) along with our "Small Account" discounts and additional administrative support to help ensure proper implementation!

Account Size
$1,000,000+

Annual Fee 
$1,800

Account Size
$500,000 to $999,999

Annual Fee 
$1,200

Account Size
$250,000 to $499,999

Annual Fee
$800

Account Size
$50,000 to $249,999

Annual Fee
$400

Account Size
$0 to $49,999

Annual Fee
$200

Tier 1

Tier 2

Tier 3

Tier 4

Tier 5

Level 1
Interface and Administrative Support

Level 2
Financial Planning Support

This additional level of administrative support contracts Advisor to support Client in implementing 401(k) allocation updates up to once per quarter, including a videoconference/screen share to support in navigating 401(k) portal and correctly allocate funds according to recommendations. 

Add-on Annual Fee 
+ $120

Along with the support described in “Interface & Administrative Support,” this additional level of financial planning support entitles Client to up to 1 hour meeting (face-to-face, videoconference, or phone meeting) with a CFP® Professional to discuss pertinent financial planning topics. 

Add-on Annual Fee 
+ $360

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